miércoles, 2 de enero de 2013

Brokers regulados.

Futures Commission Merchant Link de la web adjusted net capital  net capital requirement excess net capital 
ADM INVESTOR SERVICES INC http://www.admis.com/ 160,989,606 59,592,602 101397004
ADVANCED MARKETS INC http://www.advancedmarketsfx.com/ 1,322,437 1,000,000 322437
ADVANTAGE FUTURES LLC http://www.advantagefutures.com/ 19,246,883 3,536,540 15710343
AG EDWARDS & SONS INC https://www.wellsfargo.com/about/corporate/agedwards 1,262,701,677 33,043,393 1229658284
AIG CLEARING CORPORATION www.aig.com 293,303,386 40,598,943 252704443
ALTUS SECURITIES INC http://www.altussecurities.com/ 829,338,970 15,641,199 813697771
ALPARI (US) LLC http://www.alpari-us.com/ 2,481,626 1,000,000 1481626
ASAHI FINANCE LTD http://www.asahifinance.com 453,344,078 185,024,210 268319868
BACERA CORPORATION http://www.bacera.com/ 2,300,145 1,000,000 1300145
BANC OF AMERICA SECURITIES LLC https://www.bankofamerica.com/ 2,116,052,393 351,855,130 1764197263
BARCLAYS CAPITAL INC http://www.barcap.com/ 1,314,404,218 389276055 925128163
BEAR STEARNS & CO INC   (g) 549,111,916 (g)
BEAR STEARNS SECURITIES CORP   4,425,434,636 1,201,022,349 3224412287
BGC SECURITIES http://www.bgcpartners.com/ 3,748,994 500,000 3248994
BNP PARIBAS COMMODITY FUTURES INC http://www.bnpparibas.com/en/about-us 153,340,998 99,778,659 53562339
BRE BANK FOREX http://www.brefx.com/ 893,287,079 25,160,206 868126873
CADENT FINANCIAL SERVICES LLC   6,907,539 4,771,199 2136340
CALYON FINANCIAL INC http://calyonfinancial.com/ - web no carga 739,338,990 459,645,942 279693048
CANTOR FITZGERALD & CO http://www.cantor.com/ 180,681,050 2,122,125 178558925
CAPITAL MARKET SERVICES LLC http://www.cmsfx.com/ 10,883,200 3,928,074 6955126
CIBC WORLD MARKETS CORP http://www.cibcwm.com/wm/ 1,130,913,238 21119238 1109794000
CITIGROUP GLOBAL MARKETS INC http://www.citigroup.com/citi/ (g) 865,197,852 (g)
CLIFF LARSON COMPANY THE http://www.cliffordlarson.com/ 939,865 539,137 400728
CMC MARKETS (US) LLC http://www.cmcmarkets.com/index_en.jsp 2,139,494 1,000,000 1139494
COMERCIO DIVISAS  LLC http://www.comerciodivisas.com/ 30,114,755 2,000,000 28114755
COMMODITIES FINANCIEROS SA http://www.commoditiesfinancieros.com 178,340,998 87,778,659 90562339
CONSULTING BANK LLC http://www.consultingbank.net 19,571,883 3,226,540 16345343
CONTRA FX LTD http://www.contrafx.com 75,255,249 15,405,659 59849590
COUNTRY HEDGING INC http://www.countryhedging.com/ 18,061,439 10,545,405 7516034
CREDIT SUISSE SECURITIES (USA) LLC https://www.credit-suisse.com/us/en/ 5,197,669,065 185,952,652 5011716413
CROSSLAND LLC http://www.crosslandllc.com/ 3,630,929 500,000 3130929
CUNNINGHAM COMMODITIES LLC https://www.cunninghamfc.com/ 3,359,255 894,471 2464784
DAIWA SECURITIES AMERICA INC http://www.us.daiwacm.com/ 222,476,164 2,345,625 220130539
DEPAHO LTD http://www.depahofx.com  19,152,439 11,545,405 7607034
DEUTSCHE BANK SECURITIES INC https://www.db.com/index_e.htm 2,635,354,234 259,928,752 2375425482
DIVISAS MARKETS SA http://www.divisasmarkets.com 45,840,596 9,082,902 36757694
DORMAN TRADING LLC http://www.dormantrading.com/Home/Default.aspx 10,646,645 500,000 10146645
DORSIA LLC http://www.dorsiafx.com 96,443,811 59,662,836 36780975
DUB INVESTMENTS LTD http://www.dubinvestments.com 5,926,521 1,207,355 4719166
DUNAVANT COMMODITY CORP http://www.dunavant.com/ 37,061,053 1,235,105 35825948
E FX OPTIONS LLC   4,530,543 1,000,000 3530543
EAGLE MARKET MAKERS INC http://www.eaglemarketmakers.com/ 5,500,559 500,000 5000559
EASY FOREX US LTD http://es.easy-forex.com/Int/home.aspx 3,789,605 2,000,000 1789605
ED &F MAN COMMODITY ADVISORS INC http://www.edfmancapital.com/execution-clearing 1,246,738 500,000 746738
ELECTRONIC BROKERAGE SYSTEMS LLC http://www.ebs.com 10,517,866 500,000 10017866
ENSKILDA FUTURES LTD   20,772,977 9,082,902 11690075
FARR FINANCIAL INC https://www.farronline.com/ 1,482,426 583,132 899294
FC STONE LLC http://www.intlfcstone.com/Pages/default.aspx 86,747,911 41,771,267 44976644
FIMAT USA LLC   606,236,459 473,240,095 132996364
FIRST CAPITAL GROUP LLC http://www.firstcapitalgroup.com/ 6,480,456 1,775,377 4705079
FOREX CAPITAL MARKETS LLC http://www.forexmicrolot.com/ 65,255,249 13,407,759 51847490
FRIEDBERG MERCANTILE GROUP INC http://www.friedberg.ca/content/index.html 7,873,587 5,000,000 2873587
FRONTIER FUTURES INC http://www.ffutures.com/ 1,509,207 716,551 792656
FUTURES TECH LLC http://www.fthllc.com/ 842,451 500,000 342451
FX SOLUTIONS LLC http://www.fxsolutions.com/ 19,061,609 1,649,518 17412091
FXCM LLC http://www.fxcm.com/ 773,419 500,000 273419
GAIN CAPITAL GROUP LLC http://www.gaincapital.com/ 32,669,427 4,828,602 27840825
GATEWAY CAPITAL L.L.C. http://www.gatewaycap.com/ 537,160 500,000 37160
GELBER GROUP LLC http://www.gelbergroup.com/ 57,080,478 1,065,283 56015195
GFS FOREX & FUTURES INC http://www.gfsforex.com/eng/index.htm 2,353,472 1,000,000 1353472
GILDER GAGNON HOWE AND CO LLC http://www.gghc.com/ 22,818,525 500,000 22318525
GLOBAL FUTURES & FOREX http://www.gftforex.com/ 41,229,946 7,631,611 33598335
GLOBAL FUTURES LLC http://www.globalfutures.com/ 8,227,624 500000 7727624
GOLDMAN SACHS & CO http://www.goldmansachs.com/ (g) 1,841,084,515 (g)
GOLDMAN SACHS EXECUTION & CLEARING LP http://www.gset.gs.com/ 932,826,923 64,435,375 868391548
H & R BLOCK FINANCIAL ADVISORS INC http://www.hrblock.com/ 91,158,810 9,133,496 82025314
HAGERTY GRAIN CO INC http://www.hagertygrain.com/ 4,251,809 500,000 3751809
HANZO FX INC http://www.hanzofx.com/ 838,415,327 82,810,077 755605250
HOTSPOT FXR LLC http://www.hotspotfx.com/ 6,031,746 1,000,000 5031746
HSBC SECURITIES USA INC http://www.hsbcforex.com 812,566,773 63,009,187 749557586
I TRADE FX LLC   15,814,623 2,614,993 13199630
IB MARKETS INC http://www.ib-markets.com 196,491,488 25,180,914 171310574
IFSCL USA INC http://www.ifscl.com/ 7,557,664 5,000,000 2557664
IG FINANCIAL MARKETS INC. http://www.igmarkets.es/ 1,020,826 500,000 520826
INSTINET LLC http://www.instinet.com/ 75,202,153 5,954,884 69247269
INTEGRATED BROKERAGE SERVICES LLC http://www.ibsinsurance.com/ 1,822,671 500,000 1322671
INTERACTIVE BROKERS LLC http://www.interactivebrokers.com/ 404,434,997 47,513,936 356921061
INTERBANK FX LLC http://www.ibfx.com/ 28,845,075 4,498,912 24346163
INVERSION BANK LTD http://www.inversionbank.com/ 40,791,685 7,501,150 33290535
INVERSIONES MERCOSUR SAC   191,837,988 20,843,994 170993994
IOWA GRAIN CO http://www.iowagrain.com/ 17,133,089 10,790,180 6342909
ITAU SECURITIES INC http://www.itausecurities.com/home/pages/home.html 19,985,494 500,000 19485494
IXIS SECURITIES NORTH AMERICA INC   171,100,113 500,000 170600113
JP MORGAN FUTURES INC http://www.jpmorgan.com/pages/jpmorgan 1,208,258,779 696,332,417 511926362
KOREA INVESTMENT MANAGEMENT EUROPE LTD http://www.ankofx.com 120,340,998 30,554,659 89786339
KOTTKE ASSOCIATES LLC http://www.kottkeassociates.com/ 16,001,556 500,000 15501556
LADENBURG THALMANN & CO INC http://www.ladenburg.com/ 48,707,916 500,000 48207916
LBS LIMITED PARTNERSHIP   892,278 500000 392278
LEHMAN BROTHERS INC http://www.lehman.com/ (g) 552,743,000 (g)
LIMESTONE TRADING LLC http://www.limestonefx.com/ 6,560,172 500,000 6060172
LINN GROUP ( THE ) http://www.linngroup.com/ 1,633,516 500,000 1133516
LINSCO/PRIVATE LEDGER CORP   58,969,186 8,508,128 50461058
LIONSMAN CAPITAL MARKETS http://www.lionsmancm.com/ 13,518,408 4,816,491 8701917
LOEB PARTNERS CORPORATION http://www.loebpartners.com/ 25,489,491 500,000 24989491
MACQUARIE FUTURES USA INC http://www.macquarie.com/mgl/com/futures 8,414,952 2,358,413 6056539
MB TRADING FUTURES INC. http://www.mbtrading.com/ 3,233,155 1,254,597 1978558
MBF CLEARING CORP http://www.mbfcc.com/ 26,430,122 1,807,831 24622291
MCVEAN TRADING AND INVESTMENTS LLC http://www.mcvean.com/ 6,495,650 2418440 4077210
MERRILL LYNCH PIERCE FENNER & SMITH   (g) 595,505,754 (g)
MERRILL LYNCH PROFESSIONAL CLEARING CORP   1,422,686,550 133,840,918 1288845632
MID-CO COMMODITIES INC http://www.aghost.mid-co.com/ 5,419,914 3,144,217 2275697
MITSUI BUSSAN COMMODITIES USA INC http://www.mitsui.com 5,915,436 797,363 5118073
MIZUHO SECURITIES USA INC   98,790,679 35,665,545 63125134
MORGAN KEEGAN & COMPANY INC http://www.morgankeegan.com/MK/mkhome.htm 369,573,731 11006916 358566815
MORGAN STANLEY & CO INCORPORATED http://www.morganstanley.com/ (g) 1,659,982,157 (g)
NEUBERGER BERMAN LLC https://www.nb.com/ 368,740,356 5,000,000 363740356
NOMURA SECURITIES INTERNATIONAL INC http://www.nomuraforex.com 1,130,501,355 4,000,693 1126500662
OANDA CORPORATION http://www.oanda.com/ 156,670,086 8,584,912 148085174
ODL SECURITIES INC http://www.odlmarkets.com/ 2,566,080 1,000,000 1566080
OPEN E CRY LLC http://www.openecry.com/ 1,333,184 500,000 833184
OPPENHEIMER & CO INC http://www.opco.com/ 196,409,988 25,183,994 171225994
OPTIONSXPRESS INC http://www.optionsxpress.com/ 91,109,426 5287096 85822330
PAMM HOLDING LTD www.pammh.com (g) 86,544,335 (g)
PAMMAX FINANCE INVESTMENT LTD http://www.pammax.com 1,106,270,943 94,787,249 1011483694
PENSON FINANCIAL FUTURES INC http://www.penson.com/ 2,092,296 500,000 1592296
PENSON GHCO http://www.pensonfutures.com/ 12,338,488 4,366,278 7972210
PEREGRINE FINANCIAL GROUP INC http://www.pfgbest.com/ 12,931,876 5,449,791 7482085
PIONEER FUTURES INC http://www.pioneerfutures.com/ 1,482,232 500,000 982232
PRUDENTIAL BACHE COMMODITIES LLC http://www.prusec.com/ 143,191,000 126,819,880 16371120
PUMA FINANCIAL LLC   826,763 500,000 326763
RAND FINANCIAL SERVICES INC http://www.rand-usa.com/ 53,037,119 14,934,782 38102337
RAYMOND JAMES & ASSOCIATES INC http://www.raymondjames.com/ 338,941,753 30,634,663 308307090
RBC CAPITAL MARKETS CORPORATION https://www.rbccm.com/ 299,537,449 103,187,513 196349936
RBC DAIN RAUSCHER INC http://www.rbcdain.com 489,124,670 30,651,062 458473608
RBS GREENWICH CAPITAL INC http://www.gbm.rbs.com/ 858,934,000 99,737,000 759197000
RJ OBRIEN & ASSOCIATES LLC http://www.rjobrien.com/ 77,716,628 64,210,585 13506043
ROBBINS FUTURES INC http://www.robbinstrading.com/ 550,631 500,000 50631
ROSENTHAL COLLINS GROUP LLC http://www.rcgdirect.com/ 45,422,882 23,577,236 21845646
SANFORD C BERNSTEIN & CO LLC http://www.bernstein.com 138,513,502 31,684,197 106829305
SHATKIN ARBOR INC http://www.shatkinarbor.com/ 5,456,521 1,253,555 4202966
SMW TRADING COMPANY INC http://www.smwtrading.com/ 26,799,237 500,000 26299237
SNC INVESTMENTS INC http://www.sncfx.com 1,152,930 1,000,000 152930
SOLID GOLD FINANCIAL SERVICES INC http://www.sgfs.cn/financial/index.html 2,040,401 1,000,000 1040401
SOLIDUS SECURITIES CYPRUS LTD http://www.solidus.com 161,747,198 80,748,659 80998539
STEPHENS INC http://www.stephens.com/ 89,429,144 10,470,018 78959126
STERLING COMMODITIES CORP http://www.sterlingcommodities.com/ 9,372,351 1,292,107 8080244
SUXESKEY SA  http://www.suxeskey.com 980,793,014 119,764,522 861028492
TENDER LLC http://www.tenderfx.com 48,862,816 5,000,000 43862816
TERRA NOVA TRADING LLC   16,926,070 1,551,336 15374734
TIMBER HILL LLC http://www.timberhill.com/en/main.php 800,265,327 12,812,347 787452980
TOWER RESEARCH CAPITAL EUROPE LLC http://www.tower-research.com/ 3,053,850 500,000 2553850
TRADELINK LLC http://www.tradelinkllc.com/ 27,475,163 609,546 26865617
TRADEMAVEN CLEARING LLC http://www.trademaven.com/ 821,656 500,000 321656
TRADERS BANKS LTD http://www.tradersbanks.com 105,705,510 2,190,760 103514750
TRADESTATION SECURITIES INC http://www.tradestation.com/ 73,529,260 2,657,229 70872031
TRADITION SECURITIES AND FUTURES INC http://www.traditiongroup.com/ 784,026 500,000 284026
TRANSMARKET GROUP LLC http://www.transmarketgroup.com/ 9,290,708 500,000 8790708
TRILAND USA INC http://www.triland.com/ 32,800,466 12,118,587 20681879
TKBC INTERNATIONAL LIMITED http://www.tkbcfx.com 92,926,063 10,151,322 82774741
UBS FINANCIAL SERVICES INC   963,393,066 131,407,599 831985467
UBS SECURITIES LLC http://www.ubs.com 11,069,681,143 954,701,049 10114980094
VELARDA LLC http://www.velarda.com 39,332,956 30,116,700 9216256
VELOCITY FUTURES LP http://www.velocityfutures.com/ 1,009,948 500,000 509948
VISION FINANCIAL MARKETS LLC http://www.visionfinancialmarkets.com/ 21,442,986 9,420,833 12022153
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC https://www.wellsfargoadvisors.com/ 33,887,020 2,740,777 31146243
WACHOVIA SECURITIES LLC https://www.wachoviasecurities.com/ 395,082,123 1,500,000 393582123
WHITE COMMERCIAL CORPORATION http://www.whitecommercial.com/ 2,957,773 500,000 2457773
XPRESSTRADE LLC http://www.xpresstrade.com 8,703,559 1,660,546 7043013
YORK BUSINESS ASSOCIATES LLC http://www.transactfutures.com/ 958627 500000 458627